Regulatory Compliance & Legal Risk Management

Scott Long - March 3, 2022 - Featured Content Area

3rd Annual Essential One-Day Update in Regulatory Compliance and Legal Risk Management for Financial Institutions.


CFLA members can save 10% on the registration fee. 


When is the event?

April 26, 2022
Online - Live

(Online Replay: June 15, 2022)


What will I learn?

In this intensive, one-day update, you will get critical guidance and recalibrate your organization’s coordination strategies to adapt to shifting priorities and global impacts.

You will get:

  • Crucial industry updates for the financial services sector in the current economy 

  • Regulators’ current and future priorities, expectations and coordination efforts 

  • Strategies for assessing priorities and proportionality with evolving business needs and operational risks and challenges, regardless of organization size 

  • Tactics for navigating transitions, mitigating drivers of misconduct risk, and implementing enterprise‑wide strategic solutions to adapt to evolving expectations 

  • Market conduct and fair treatment of customers – what will be enough? 

  • Ethical use of technology and digital innovations – how to satisfy business and regulatory obligations? 

  • Best practices for managing data, privacy, cybersecurity and other digital risks, while staying on‑side with obligations and also maximizing opportunities


Why should I register?

This must-attend event for the financial services sector gives you unparalleled access to learn from your industry peers and from major regulators, industry associations and leaders, including: OSFI, FCAC, CCIR, OSC/CSA, IIROC, MFDA, FSRA and AMF.


Where do I get my discount code?

  • You can also use your discount code for the online replay on June 15, 2022.


How do I register?


More information:

  • Categories:
  • Professional Development